Life insurance convexity

B-Tier
Journal: Journal of Banking & Finance
Year: 2025
Volume: 178
Issue: C

Authors (3)

Kubitza, Christian (European Central Bank) Grochola, Nicolaus (not in RePEc) Gründl, Helmut (not in RePEc)

Score contribution per author:

0.670 = (α=2.01 / 3 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Life insurers sell savings contracts with surrender options, which allow policyholders to prematurely receive guaranteed surrender values. These surrender options move toward the money when interest rates rise. Hence, higher interest rates raise surrender rates, as we document empirically by exploiting plausibly exogenous variation in monetary policy. Using a calibrated model, we examine the impact of surrender options on insurers’ liquidity and portfolio rebalancing during an interest rate rise. We show how asset sales result from insurer balance sheet dynamics and explore their interaction with investment strategies and surrender value guarantees.

Technical Details

RePEc Handle
repec:eee:jbfina:v:178:y:2025:i:c:s0378426625001220
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25