In Search of Liquidity: Block Trades in the Upstairs and Downstairs Markets.

A-Tier
Journal: The Review of Financial Studies
Year: 1997
Volume: 10
Issue: 1
Pages: 175-203

Authors (2)

Score contribution per author:

2.011 = (α=2.01 / 2 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We analyze the ability of various market mechanisms to provide liquidity for large equity trades. Using data on 21,077 block transactions in Dow Jones stocks, we find that the "down-stairs" NYSE floor market is a significant source of liquidity. Although negotiation in the informal "upstairs" market provides better execution than the downstairs market for large trades, these differences are economically small. We find, however, that upstairs markets are used by traders who can credibly signal that their trades are liquidity motivated. Thus, upstairs markets allow trades that may not otherwise occur. Article published by Oxford University Press on behalf of the Society for Financial Studies in its journal, The Review of Financial Studies.

Technical Details

RePEc Handle
repec:oup:rfinst:v:10:y:1997:i:1:p:175-203
Journal Field
Finance
Author Count
2
Added to Database
2026-01-25