Business complexity and risk management: Evidence from operational risk events in U.S. bank holding companies

A-Tier
Journal: Journal of Monetary Economics
Year: 2021
Volume: 117
Issue: C
Pages: 418-440

Authors (3)

Chernobai, Anna (not in RePEc) Ozdagli, Ali (Federal Reserve Bank of Dallas) Wang, Jianlin (not in RePEc)

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Recent regulatory proposals tie a financial institution’s systemic importance to its complexity. However, little is known about how complexity affects banks’ risk management. Using the 1996–1999 deregulations of U.S. banks’ nonbanking activities as a natural experiment, we show that banks’ business complexity increases their operational risk. This result is driven by banks that had been constrained by regulations, compared with other banks and also with nonbank financial institutions that were never subject to these regulations. We provide evidence that managerial failure underlying these events offsets benefits of strategic risk taking.

Technical Details

RePEc Handle
repec:eee:moneco:v:117:y:2021:i:c:p:418-440
Journal Field
Macro
Author Count
3
Added to Database
2026-01-26