Are 401(k) Plans Replacing Other Employer-Provided Pensions? Evidence from Panel Data

A-Tier
Journal: Journal of Human Resources
Year: 1999
Volume: 34
Issue: 2

Score contribution per author:

4.022 = (α=2.01 / 1 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

This paper examines whether sponsors of traditional defined benefit (DB) plans are replacing them with 401(k) or other defined contribution (DC) plans. I compare pension plan offerings by sponsors of a DB plan in 1985 with their offerings in 1992 using Form 5500 filings. I find that 401(k) and other DC plans are substituting for terminated DB plans and that offering a DC plan of any type increases the probability of a DB termination. Thus, it appears that, at the sponsor level, many of the new 401(k) plans are not avenues for net saving but are replacements for the more traditional pension forms.

Technical Details

RePEc Handle
repec:uwp:jhriss:v:34:y:1999:i:2:p:346-368
Journal Field
Labor
Author Count
1
Added to Database
2026-01-28