The Strategic Underreporting of Bank Risk

A-Tier
Journal: The Review of Financial Studies
Year: 2017
Volume: 30
Issue: 10
Pages: 3376-3415

Authors (3)

Taylor A. Begley (not in RePEc) Amiyatosh Purnanandam (University of Texas-Austin) Kuncheng Zheng (not in RePEc)

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We show that banks significantly underreport the risk in their trading book when they have lower equity capital. Specifically, a decrease in a bank’s equity capital results in substantially more violations of its self-reported risk levels in the following quarter. Underreporting is especially frequent during the critical periods of high systemic risk and for banks with larger trading operations. We exploit a discontinuity in the expected benefit of underreporting present in Basel regulations to provide further support for a causal link between capital-saving incentives and underreporting. Overall, we show that banks’ self-reported risk measures become least informative precisely when they matter the most. Received April 30, 2015; editorial decision October, 27 2016 by Editor Itay Goldstein.

Technical Details

RePEc Handle
repec:oup:rfinst:v:30:y:2017:i:10:p:3376-3415.
Journal Field
Finance
Author Count
3
Added to Database
2026-01-29