Covenants and Collateral as Incentives to Monitor.

A-Tier
Journal: Journal of Finance
Year: 1995
Volume: 50
Issue: 4
Pages: 1113-46

Authors (2)

Rajan, Raghuram (University of Chicago) Winton, Andrew (not in RePEc)

Score contribution per author:

2.011 = (α=2.01 / 2 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Although monitoring borrowers is thought to be a major function of financial institutions, the presence of other claimants reduces an institutional lender's incentives to do this. Thus loan contracts must be structured to enhance the lender's incentives to monitor. Covenants make a loan's effective maturity, and the ability to collateralize makes a loan's effective priority, contingent on monitoring by the lender. Thus both covenants and collateral can be motivated as contractual devices that increase a lender's incentive to monitor. These results are consistent with a number of stylized facts about the use of covenants and collateral in institutional lending. Copyright 1995 by American Finance Association.

Technical Details

RePEc Handle
repec:bla:jfinan:v:50:y:1995:i:4:p:1113-46
Journal Field
Finance
Author Count
2
Added to Database
2026-01-29