Local underwriter oligopolies and IPO underpricing

A-Tier
Journal: Journal of Financial Economics
Year: 2011
Volume: 102
Issue: 3
Pages: 579-601

Authors (2)

Liu, Xiaoding (not in RePEc) Ritter, Jay R. (University of Florida)

Score contribution per author:

2.011 = (α=2.01 / 2 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We develop a theory of initial public offering (IPO) underpricing based on differentiated underwriting services and localized competition. Even though a large number of investment banks compete for IPOs, if issuers care about non-price dimensions of underwriting, then the industry structure is best characterized as a series of local oligopolies. We test our model implications on all-star analyst coverage, industry expertise, and other non-price dimensions. Furthermore, we posit that venture capitalists (VCs) are especially focused on all-star analyst coverage, and develop the analyst lust theory of the underpricing of VC-backed IPOs. Consistent with this theory, we find that VC-backed IPOs are much more underpriced when they have coverage from an all-star analyst.

Technical Details

RePEc Handle
repec:eee:jfinec:v:102:y:2011:i:3:p:579-601
Journal Field
Finance
Author Count
2
Added to Database
2026-01-29