The Impact of the Sarbanes–Oxley Act on Shareholders and Managers of Foreign Firms

B-Tier
Journal: Review of Finance
Year: 2014
Volume: 18
Issue: 1
Pages: 417-455

Authors (4)

Jefferson Duarte (not in RePEc) Katie Kong (not in RePEc) Stephan Siegel (University of Washington) Lance Young (not in RePEc)

Score contribution per author:

0.503 = (α=2.01 / 4 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Existing evidence suggests that the Sarbanes–Oxley Act (SOX) may be beneficial to US investors, but that foreign firms are perhaps less likely to list in the USA after SOX. This raises the question of whether foreign firms avoid listing in the USA after SOX because the Act imposes unnecessary costs upon firms. The objective of this article is to reconcile the US and international evidence by distinguishing between the effect of SOX on controlling shareholders and managers of foreign firms and the effect on minority investors of these firms. Our results suggest that insiders of foreign firms believe that the regulation makes the extraction of value from minority investors more difficult and costly for them. Outside investors in foreign firms, on the other hand, seem on average to believe that SOX is beneficial to them. The combination of these results reconciles the existing US and international evidence regarding SOX.

Technical Details

RePEc Handle
repec:oup:revfin:v:18:y:2014:i:1:p:417-455.
Journal Field
Finance
Author Count
4
Added to Database
2026-01-29