Partial adjustment to public information in the pricing of IPOs

B-Tier
Journal: Journal of Financial Intermediation
Year: 2017
Volume: 32
Issue: C
Pages: 60-75

Authors (3)

Bakke, Einar (not in RePEc) Leite, Tore E. (not in RePEc) Thorburn, Karin S. (Norges Handelshøyskole (NHH))

Score contribution per author:

0.670 = (α=2.01 / 3 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Extant literature shows that IPO first-day returns are correlated with market returns preceding the issue. We propose a rational explanation for this puzzling predictability by adding a public signal to Benveniste and Spindt (1989)’s information-based framework. A novel result of our model is that the compensation required by investors to truthfully reveal their information decreases with the public signal. This “incentive effect” receives strong empirical support in a sample of 6300 IPOs in 1983–2012. Controlling for the incentive effect, the positive relation between initial returns and pre-issue market returns disappears for top-tier underwriters, where the order book is held to be most informative, effectively resolving the predictability puzzle.

Technical Details

RePEc Handle
repec:eee:jfinin:v:32:y:2017:i:c:p:60-75
Journal Field
Finance
Author Count
3
Added to Database
2026-01-29