Conviction, Incarceration, and Recidivism: Understanding the Revolving Door*

S-Tier
Journal: Quarterly Journal of Economics
Year: 2025
Volume: 140
Issue: 4
Pages: 2907-2962

Authors (5)

John Eric Humphries (Yale University) Aurélie Ouss (not in RePEc) Kamelia Stavreva (not in RePEc) Megan T Stevenson (not in RePEc) Winnie van Dijk (Yale University)

Score contribution per author:

1.609 = (α=2.01 / 5 authors) × 4.0x S-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Noncarceral conviction is a common outcome of criminal court cases: for every person incarcerated, there are approximately three who were recently convicted but not sentenced to prison or jail. We extend the binary-treatment judge IV framework to settings with multiple treatments and use it to study the consequences of noncarceral conviction. We outline assumptions under which widely used 2SLS regressions recover margin-specific treatment effects, relate these assumptions to models of judge decision-making, and derive an expression that provides intuition about the direction and magnitude of asymptotic bias when a key assumption on judge decision-making is not met. We find that noncarceral conviction (relative to dismissal) leads to a large and long-lasting increase in recidivism for felony defendants in Virginia. In contrast, incarceration (relative to noncarceral conviction) leads to a short-run reduction in recidivism, consistent with incapacitation. Our empirical results suggest that noncarceral felony conviction is an important and overlooked driver of recidivism.

Technical Details

RePEc Handle
repec:oup:qjecon:v:140:y:2025:i:4:p:2907-2962.
Journal Field
General
Author Count
5
Added to Database
2026-01-29