Internalizing governance externalities: The role of institutional cross-ownership

A-Tier
Journal: Journal of Financial Economics
Year: 2019
Volume: 134
Issue: 2
Pages: 400-418

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We analyze the role of institutional cross-ownership in internalizing corporate governance externalities using granular mutual fund proxy voting data. Exploiting within-proposal and within-institution variation, we show that an institution's holdings in peer firms are positively associated with the likelihood that the institution votes against management on shareholder-sponsored governance proposals. We further find that high aggregate cross-ownership positively predicts management losing a vote. Overall, our results provide evidence that cross-ownership incentivizes institutional investors to play a more active monitoring role, suggesting that institutional cross-ownership serves as a market-based mechanism to alleviate the inefficiency induced by governance externalities.

Technical Details

RePEc Handle
repec:eee:jfinec:v:134:y:2019:i:2:p:400-418
Journal Field
Finance
Author Count
3
Added to Database
2026-01-29