Capital Gains Taxes and Asset Prices: Capitalization or Lock‐in?

A-Tier
Journal: Journal of Finance
Year: 2008
Volume: 63
Issue: 2
Pages: 709-742

Authors (4)

ZHONGLAN DAI (not in RePEc) EDWARD MAYDEW (not in RePEc) DOUGLAS A. SHACKELFORD (not in RePEc) HAROLD H. ZHANG (Shanghai Jiao Tong University)

Score contribution per author:

1.005 = (α=2.01 / 4 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

This paper demonstrates that the equilibrium impact of capital gains taxes reflects both the capitalization effect (i.e., capital gains taxes decrease demand) and the lock‐in effect (i.e., capital gains taxes decrease supply). Depending on time periods and stock characteristics, either effect may dominate. Using the Taxpayer Relief Act of 1997 as our event, we find evidence supporting a dominant capitalization effect in the week following news that sharply increased the probability of a reduction in the capital gains tax rate and a dominant lock‐in effect in the week after the rate reduction became effective.

Technical Details

RePEc Handle
repec:bla:jfinan:v:63:y:2008:i:2:p:709-742
Journal Field
Finance
Author Count
4
Added to Database
2026-01-29