So Sue Me! The cross section of stock returns related to patent infringement allegations

B-Tier
Journal: Journal of Banking & Finance
Year: 2023
Volume: 148
Issue: C

Authors (4)

Bereskin, Fred (not in RePEc) Hsu, Po-Hsuan (National Tsing Hua University) Latham, William (not in RePEc) Wang, Huijun (not in RePEc)

Score contribution per author:

0.503 = (α=2.01 / 4 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Using patent lawsuit data from 2000 to 2014, we find that a stock portfolio consisting of alleged patent infringers (i.e., firms sued for patent infringement) provides significantly higher stock returns (between 0.48% to 0.61% per month) in the following year compared to other firms with similar characteristics. In contrast, plaintiff firms’ subsequent stock returns are not significantly different from comparable firms’ returns. We examine several possible explanations for this pattern, including pessimism-driven mispricing, exposure to unknown systematic risk, cash holdings, and financial constraints. Our evidence supports the explanation based on pessimism-driven mispricing.

Technical Details

RePEc Handle
repec:eee:jbfina:v:148:y:2023:i:c:s037842662200320x
Journal Field
Finance
Author Count
4
Added to Database
2026-02-02