Financial Intermediaries and the Cross-Section of Asset Returns

A-Tier
Journal: Journal of Finance
Year: 2014
Volume: 69
Issue: 6
Pages: 2557-2596

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

type="main"> <title type="main">ABSTRACT</title> <p>Financial intermediaries trade frequently in many markets using sophisticated models. Their marginal value of wealth should therefore provide a more informative stochastic discount factor (SDF) than that of a representative consumer. Guided by theory, we use shocks to the leverage of securities broker-dealers to construct an intermediary SDF. Intuitively, deteriorating funding conditions are associated with deleveraging and high marginal value of wealth. Our single-factor model prices size, book-to-market, momentum, and bond portfolios with an R-super-2 of 77% and an average annual pricing error of 1%—performing as well as standard multifactor benchmarks designed to price these assets.

Technical Details

RePEc Handle
repec:bla:jfinan:v:69:y:2014:i:6:p:2557-2596
Journal Field
Finance
Author Count
3
Added to Database
2026-01-24