Dual Ownership and Risk-Taking Incentives in Managerial Compensation*

B-Tier
Journal: Review of Finance
Year: 2023
Volume: 27
Issue: 5
Pages: 1823-1857

Authors (3)

Tao Chen (Nanyang Technological Universi...) Li Zhang (not in RePEc) Qifei Zhu (not in RePEc)

Score contribution per author:

0.673 = (α=2.02 / 3 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

This article studies how the three-way interaction among shareholders, creditors, and managers shapes firms’ executive compensation. Firms with a higher ownership share by “dual holders”—institutional investors that simultaneously hold equity and bond of the company—adopt a less risk-inducing compensation structure: less stock options and more inside debt. Exploiting financial institution mergers that increase or decrease dual ownership for portfolio companies, we identify a causal link between dual ownership and CEO compensation policies. Mutual fund proxy voting data suggest that shareholder voting is an important channel for dual holders to implement less convex contracts.

Technical Details

RePEc Handle
repec:oup:revfin:v:27:y:2023:i:5:p:1823-1857
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25