The Causal Effect of Limits to Arbitrage on Asset Pricing Anomalies

A-Tier
Journal: Journal of Finance
Year: 2020
Volume: 75
Issue: 5
Pages: 2631-2672

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We examine the causal effect of limits to arbitrage on 11 well‐known asset pricing anomalies using the pilot program of Regulation SHO, which relaxed short‐sale constraints for a quasi‐random set of pilot stocks, as a natural experiment. We find that the anomalies became weaker on portfolios constructed with pilot stocks during the pilot period. The pilot program reduced the combined anomaly long–short portfolio returns by 72 basis points per month, a difference that survives risk adjustment with standard factor models. The effect comes only from the short legs of the anomaly portfolios.

Technical Details

RePEc Handle
repec:bla:jfinan:v:75:y:2020:i:5:p:2631-2672
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25