Agree to disagree: Lender equity holdings, within-syndicate conflicts, and covenant design

B-Tier
Journal: Journal of Financial Intermediation
Year: 2024
Volume: 57
Issue: C

Authors (3)

Chu, Yongqiang (University of North Carolina-C...) Lin, Luca X. (not in RePEc) Xiao, Zhanbing (not in RePEc)

Score contribution per author:

0.673 = (α=2.02 / 3 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Lenders’ simultaneous equity holdings introduce conflicts of interest among members of syndicated loans. We argue that lenders address such within-syndicate conflicts with financial covenant design to improve contracting efficiency. We show that loans with higher conflicts rely less on performance-based covenants, which serve as tripwires to facilitate ex-post control transfer and require coordination among syndicate members. Instead, high-conflict loans rely more on capital-based covenants to align shareholder-creditor interest ex-ante and incentivize shareholder monitoring. Overall, these results suggest that such conflicts can reduce capital flexibility and renegotiation efficiency for the borrowers.

Technical Details

RePEc Handle
repec:eee:jfinin:v:57:y:2024:i:c:s1042957323000487
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25