Can Bank Boards Prevent Misconduct?

B-Tier
Journal: Review of Finance
Year: 2016
Volume: 20
Issue: 1
Pages: 1-36

Score contribution per author:

0.670 = (α=2.01 / 3 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We study regulatory enforcement actions issued against US banks to show that both board monitoring and advising are effective in preventing misconduct by banks. While better monitoring by boards prevents all categories of misconduct, better advising prevents misconduct of a technical nature. Board monitoring increases the likelihood that misconduct is detected, increases the penalties imposed on the CEO, and alleviates shareholder wealth losses following the detection of misconduct by regulators. Our article offers novel insights on how to structure bank boards to prevent bank misconduct.

Technical Details

RePEc Handle
repec:oup:revfin:v:20:y:2016:i:1:p:1-36.
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25