Negotiated versus Competitive Underwritings of Public Utility Bonds: Just One More Time

B-Tier
Journal: Journal of Financial and Quantitative Analysis
Year: 1981
Volume: 16
Issue: 3
Pages: 323-339

Authors (2)

Score contribution per author:

1.005 = (α=2.01 / 2 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Over the past decade, a number of papers [1, 2, 3, 6, 7, 9] have explored the relative merits of negotiation versus competitive bidding in the underwriting of corporate bonds, particularly bonds issued by public utilities. Interest in this subject has been stimulated principally by an important public policy issue—namely, the SEC's posture vis a vis its Rule U–50. Originally promulgated in 1940, this rule required competitive bidding on certain classes of utility bonds. In 1974, however, it was “temporarily” suspended on the grounds that chaotic conditions in the market for these securities called for more flexibility in the way issues could be underwritten. While this suspension continues in effect, Rule U–50 could be reinstated at any time by the SEC.

Technical Details

RePEc Handle
repec:cup:jfinqa:v:16:y:1981:i:03:p:323-339_00
Journal Field
Finance
Author Count
2
Added to Database
2026-01-25