Treasury option returns and models with unspanned risks

A-Tier
Journal: Journal of Financial Economics
Year: 2023
Volume: 150
Issue: 3

Authors (4)

Bakshi, Gurdip (not in RePEc) Crosby, John (not in RePEc) Gao, Xiaohui (Temple University) Hansen, Jorge W. (not in RePEc)

Score contribution per author:

1.005 = (α=2.01 / 4 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We document the phenomenon that average excess returns of out-of-the-money puts and calls on bond futures are negative, both unconditionally and conditionally on economic states. To explain these findings, we develop economically motivated restrictions in the context of a theory in which the pricing kernel is a general diffusion process with spanned and unspanned components. Our reconciliation is a framework that introduces market incompleteness and priced unspanned volatility risks, allowing for time-varying downside and upside futures risk premiums. The estimated model shows consistency with data on bond yields, yield volatilities, bond futures return volatilities, option prices, and option risk premiums.

Technical Details

RePEc Handle
repec:eee:jfinec:v:150:y:2023:i:3:s0304405x23001769
Journal Field
Finance
Author Count
4
Added to Database
2026-01-25