Why mutual funds "underperform"

A-Tier
Journal: Journal of Financial Economics
Year: 2011
Volume: 99
Issue: 3
Pages: 546-559

Score contribution per author:

4.022 = (α=2.01 / 1 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

I propose a parsimonious model that reproduces the negative risk-adjusted performance of actively managed equity mutual funds. In the model, a fund manager can generate state-dependent active returns at a disutility. Negative expected performance and mutual fund investing simultaneously arise in equilibrium because the active return the fund manager generates covaries positively with a component of the pricing kernel that the performance measure omits, consistent with recent empirical evidence. Using data on U.S. funds, I also document new empirical evidence consistent with the model's cross-sectional implications.

Technical Details

RePEc Handle
repec:eee:jfinec:v:99:y:2011:i:3:p:546-559
Journal Field
Finance
Author Count
1
Added to Database
2026-01-25