Do elections delay regulatory action?

A-Tier
Journal: Journal of Financial Economics
Year: 2018
Volume: 130
Issue: 2
Pages: 409-427

Authors (2)

Leverty, J. Tyler (not in RePEc) Grace, Martin F. (Temple University)

Score contribution per author:

2.011 = (α=2.01 / 2 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

This paper investigates whether elections delay regulatory action against failing financial institutions by exploiting the cross-sectional and time-series heterogeneity in the exogenous electoral cycles of US insurance regulators and governors. We find causal evidence that regulators delay interventions before elections. The extent of the delay is larger for elected regulators than regulators appointed by the governor. Interventions by appointed regulators are less likely before competitive gubernatorial elections. Regulatory governance mechanisms that constrain the discretion of regulators reduce the delays of appointed regulators but not elected. Finally, we find evidence that suggests electoral delays increase the ultimate costs of failure.

Technical Details

RePEc Handle
repec:eee:jfinec:v:130:y:2018:i:2:p:409-427
Journal Field
Finance
Author Count
2
Added to Database
2026-01-25