Under-diversification and idiosyncratic risk externalities

A-Tier
Journal: Journal of Financial Economics
Year: 2022
Volume: 143
Issue: 3
Pages: 1227-1250

Authors (3)

Iachan, Felipe S. (Fundação Getúlio Vargas (FGV)) Silva, Dejanir (not in RePEc) Zi, Chao (not in RePEc)

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

We study the effects of idiosyncratic uncertainty on asset prices, investment, and welfare. We consider an economy with two main components: under-diversification and endogenous, countercyclical idiosyncratic risk. The equilibrium is subject to underinvestment and excessive aggregate risk-taking. Inefficiencies stem from an idiosyncratic risk externality, as firms do not internalize the effect of their investment decisions on the risk borne by others. Risk externalities depend on an idiosyncratic risk premium and a variance risk premium. We assess their magnitude empirically. The optimal allocation can be implemented through financial regulation using a tax benefit on debt and risk-weighted capital requirements.

Technical Details

RePEc Handle
repec:eee:jfinec:v:143:y:2022:i:3:p:1227-1250
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25