Interest Rate Caps “Smile” Too! But Can the LIBOR Market Models Capture the Smile?

A-Tier
Journal: Journal of Finance
Year: 2007
Volume: 62
Issue: 1
Pages: 345-382

Score contribution per author:

1.341 = (α=2.01 / 3 authors) × 2.0x A-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Using 3 years of interest rate caps price data, we provide a comprehensive documentation of volatility smiles in the caps market. To capture the volatility smiles, we develop a multifactor term structure model with stochastic volatility and jumps that yields a closed‐form formula for cap prices. We show that although a three‐factor stochastic volatility model can price at‐the‐money caps well, significant negative jumps in interest rates are needed to capture the smile. The volatility smile contains information that is not available using only at‐the‐money caps, and this information is important for understanding term structure models.

Technical Details

RePEc Handle
repec:bla:jfinan:v:62:y:2007:i:1:p:345-382
Journal Field
Finance
Author Count
3
Added to Database
2026-01-25