Are banks using hidden reserves to beat earnings benchmarks? Evidence from Germany

B-Tier
Journal: Journal of Banking & Finance
Year: 2012
Volume: 36
Issue: 8
Pages: 2403-2415

Authors (4)

Bornemann, Sven (not in RePEc) Kick, Thomas (Deutsche Bundesbank) Memmel, Christoph (Deutsche Bundesbank) Pfingsten, Andreas (not in RePEc)

Score contribution per author:

0.503 = (α=2.01 / 4 authors) × 1.0x B-tier

α: calibrated so average coauthorship-adjusted count equals average raw count

Abstract

Section 340f of the German Commercial Code allows banks to provision against the special risks inherent to the banking business by building hidden reserves. Beyond risk provisioning, these reserves are implicitly accepted as an earnings management device. By analyzing financial statements of German banks for the period 1997–2009, we see these hidden reserves being used to (1) avoid a negative net income, (2) avoid a drop in net income compared to the previous year, (3) avoid a shortfall in net income compared to a peer group, and (4) reduce the variability of banks’ net income over time. Our analysis also shows that if bank managers are unable to reach the targets as set out in (1)–(3), they are more inclined to keep the hidden reserves for use in future periods.

Technical Details

RePEc Handle
repec:eee:jbfina:v:36:y:2012:i:8:p:2403-2415
Journal Field
Finance
Author Count
4
Added to Database
2026-01-25